WMBA Execution
Policy under MiFID
The Wholesale Market Brokers’ Association
and its members (click here for full list
of members) have participated in the industry wide consultation
process in preparation for the implementation of MiFID on 1 November
2007. The WMBA Compliance Working Group has developed guidelines
following consultation with the European Commission, Her Majesty’s
Treasury, the Financial Services Authority, internal and external
legal counsel.
Kindly note that any subsequent amendments to the
WMBA recommended Execution Policy will be notified via this website.
Should you require any further information please do not hesitate
to contact WMBA on 020 7464 4143
or contact David Clark on: dclark@wmba.org.uk.
Click on the links below:
www.wmba.org.uk/execution_policy/execution_policy.doc
www.wmba.org.uk/execution_policy/annex_1.doc
www.wmba.org.uk/execution_policy/annex_2.doc
www.wmba.org.uk/execution_policy/
role_of_name_passing_broker.doc
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