WMBA Execution Policy under MiFID

The Wholesale Market Brokers’ Association and its members (click here for full list of members) have participated in the industry wide consultation process in preparation for the implementation of MiFID on 1 November 2007. The WMBA Compliance Working Group has developed guidelines following consultation with the European Commission, Her Majesty’s Treasury, the Financial Services Authority, internal and external legal counsel.

Kindly note that any subsequent amendments to the WMBA recommended Execution Policy will be notified via this website. Should you require any further information please do not hesitate to contact WMBA on 020 7464 4143 or contact David Clark on: dclark@wmba.org.uk.

Click on the links below:
www.wmba.org.uk/execution_policy/execution_policy.doc
www.wmba.org.uk/execution_policy/annex_1.doc
www.wmba.org.uk/execution_policy/annex_2.doc
www.wmba.org.uk/execution_policy/
role_of_name_passing_broker.doc