WMBA Execution Policy under MiFID

The Wholesale Market Brokers’ Association and its members (click here for full list of members)

have participated in the industry-wide consultation process in preparation for the implementation of MiFID on 1 November 2007. The WMBA Compliance Working Group has developed guidelines following consultation with the European Commission, Her Majesty’s Treasury, the Financial Services Authority, internal and external legal counsel. The WMBA have replied to the Consultation Paper in respect of MiFID2 and this can be found on the link below.

Should you require any further information please do not hesitate to contact WMBA on 020 3207 9740 or contact Alexander McDonald on: amcdonald@wmba.org.uk.

Click on the links below:
WMBA Execution Policy
WMBA Execution Policy – Annex 1
WMBA Execution Policy – Annex 2

The Function of an Organised Trading Facility

The Importance of the OTC Markets

Role of the Name Passing Broker

MTFs and Electronic Matching Operated by WMBA

WMBA’s Response to the European Commission Consultation
on MiFID 2: 2nd February 2011